Paul Fain, financial advisor Knoxville TN
96 score

Paul Fain

CRD Number: 1790210
Current Firm: Asset Planning Corporation

Paul Fain (CRD# 1790210) is an Investment Advisor Representative working at Asset Planning Corporation in Knoxville, TN and has over 28 years of experience in the finance industry. Paul Fain has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Asset Planning Corporation Knoxville, TN Jan 1988 - Current 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1988
Contact Info for Paul K. Fain
Phone Number: 865-690-1231
Registered State(s):
  • SC
  • TN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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