Randall BaxterCRD Number: 1188476
Current Firm: Client One Securities LLC
Randall Baxter (CRD# 1188476) is an Investment Advisor Representative working at Client One Securities LLC in Knoxville, TN and has over 33 years of experience in the finance industry.
Retirement Planning Services, LLC
Ubs Financial Services Inc.
Cw Securities, LLC
|Client One Securities, LLC||Knoxville, TN||Aug 2014 - Current||3|
|Asset Positioning Services, LLC||Knoxville, TN||Mar 2010 - Current||7|
|Independent Insurance Agent||Knoxville, TN||Mar 2001 - Current||16|
|Onpointe Advisory And Financial Services LLC||Petaluma, CA||Aug 2013 - Aug 2014||1|
|First Fidelity Of East Tennessee,llc||Knoxville, TN||Mar 2010 - Dec 2011||1|
|Puritan Investment Advisors, Inc.||Addison, TX||May 2008 - Nov 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1984|
|S65||NASAA Investment Advisors Law Examination||Feb 2008|
Total Assets Under Management263MILLIONS
Total Number of Accounts2,124ACCOUNTS
Average Account Value$123,641
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AR, AZ, CA, CO, CT, DC, FL, HI, IA, ID, IL, IN, KS, LA, MA, MD, ME, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI, WV
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