Randall Baxter, financial advisor Knoxville TN
93 score

Randall Baxter

CRD Number: 1188476
Current Firm: Client One Securities LLC

Randall Baxter (CRD# 1188476) is an Investment Advisor Representative working at Client One Securities LLC in Knoxville, TN and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Client One Securities, LLC Knoxville, TN Aug 2014 - Current 2
Asset Positioning Services, LLC Knoxville, TN Mar 2010 - Current 6
Independent Insurance Agent Knoxville, TN Mar 2001 - Current 15
Onpointe Advisory And Financial Services LLC Petaluma, CA Aug 2013 - Aug 2014 1
First Fidelity Of East Tennessee,llc Knoxville, TN Mar 2010 - Dec 2011 1
Puritan Investment Advisors, Inc. Addison, TX May 2008 - Nov 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1984
S65 NASAA Investment Advisors Law Examination Feb 2008
Contact Info for Randall W. Baxter
Phone Number: 913-814-6097
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    263
    MILLIONS
  • Total Number of Accounts
    2,124
    ACCOUNTS
  • Average Account Value
    $123,641
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, CT, DC, FL, HI, IA, ID, IL, IN, KS, LA, MA, MD, ME, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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