Roch MonnigCRD Number: 6639775
Current Firm: Pya Waltman Capital, LLC
Roch Monnig (CRD# 6639775) is an Investment Advisor Representative working at Pya Waltman Capital, LLC in Knoxville, TN and has over 5 years of experience in the finance industry. Roch Monnig has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ubs Financial Services Inc.
Securities America Advisors, Inc.
|Pya Waltman Capital, LLC||Knoxville, TN||May 2017 - Current||4|
|Lpl Financial, LLC||Knoxville, TN||May 2016 - Apr 2017||< 1|
|Tennessee Valley Asset Management Partners||Knoxville, TN||May 2016 - Apr 2017||< 1|
|Tennessee General Assembly||Nashville, TN||Jan 2016 - May 2016||< 1|
|University Of Tennessee, Knoxville||Knoxville, TN||Aug 2012 - May 2016||3|
|Howard H. Baker Jr. Center For Public Policy||Knoxville, TN||Aug 2015 - Dec 2015||< 1|
|Global Intellectual Property Asset Management, Pllc||Knoxville, TN||Jun 2015 - Jul 2015||< 1|
|Scripps Networks Interactive||Knoxville, TN||Jan 2015 - Apr 2015||< 1|
|Unemployed||Knoxville, TN||May 2014 - Jan 2015||< 1|
|Apple||Knoxville, TN||Dec 2013 - May 2014||< 1|
|Unemployed||Knoxville, TN||Aug 2013 - Dec 2013||< 1|
|Pya Waltman Capital, LLC||Knoxville, TN||May 2013 - Aug 2013||< 1|
|Unemployed||Knoxville, TN||Jan 2013 - May 2013||< 1|
|Butler & Bailey Market||Knoxville, TN||Dec 2012 - Jan 2013||< 1|
|Unemployed||Knoxville, TN||Jul 2012 - Dec 2012||< 1|
|Pya Waltman Capital, LLC||Knoxville, TN||Jun 2012 - Jul 2012||< 1|
|Apple||Knoxville, TN||Sep 2011 - May 2012||< 1|
|Knoxville Catholic High School||Knoxville, TN||Aug 2008 - May 2012||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2016|
Total Assets Under Management879MILLIONS
Total Number of Accounts973ACCOUNTS
Average Account Value$903,563
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
IN, LA, NH, SC, TN, TX, VA
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