Roch Monnig, financial advisor Knoxville TN

Roch Monnig

CRD Number: 6639775
Current Firm: Pya Waltman Capital, LLC

Roch Monnig (CRD# 6639775) is an Investment Advisor Representative working at Pya Waltman Capital, LLC in Knoxville, TN and has over 5 years of experience in the finance industry. Roch Monnig has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Pya Waltman Capital, LLC Knoxville, TN May 2017 - Current 4
Lpl Financial, LLC Knoxville, TN May 2016 - Apr 2017 < 1
Tennessee Valley Asset Management Partners Knoxville, TN May 2016 - Apr 2017 < 1
Tennessee General Assembly Nashville, TN Jan 2016 - May 2016 < 1
University Of Tennessee, Knoxville Knoxville, TN Aug 2012 - May 2016 3
Howard H. Baker Jr. Center For Public Policy Knoxville, TN Aug 2015 - Dec 2015 < 1
Global Intellectual Property Asset Management, Pllc Knoxville, TN Jun 2015 - Jul 2015 < 1
Scripps Networks Interactive Knoxville, TN Jan 2015 - Apr 2015 < 1
Unemployed Knoxville, TN May 2014 - Jan 2015 < 1
Apple Knoxville, TN Dec 2013 - May 2014 < 1
Unemployed Knoxville, TN Aug 2013 - Dec 2013 < 1
Pya Waltman Capital, LLC Knoxville, TN May 2013 - Aug 2013 < 1
Unemployed Knoxville, TN Jan 2013 - May 2013 < 1
Butler & Bailey Market Knoxville, TN Dec 2012 - Jan 2013 < 1
Unemployed Knoxville, TN Jul 2012 - Dec 2012 < 1
Pya Waltman Capital, LLC Knoxville, TN Jun 2012 - Jul 2012 < 1
Apple Knoxville, TN Sep 2011 - May 2012 < 1
Knoxville Catholic High School Knoxville, TN Aug 2008 - May 2012 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2016
Contact Info for Roch E. Monnig
Phone Number: 865-693-6301
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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