Sophie King (CRD# 5932889) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Knoxville, TN and has over 9 years of experience in the finance industry.
CRD# 5686846
Primerica Advisors
CRD# 4511877
Ubs Financial Services Inc.
CRD# 2790169
Silver Oak Securities, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jan 2015 - Current | 9 |
| Northwestern Mutual Investment Services LLC | Knoxville, TN | Jun 2014 - Current | 9 |
| Kevin Proffitt | Knoxville, TN | May 2012 - Current | 11 |
| Northwestern Mutual Investment Services, LLC | Knoxville, TN | Jan 2015 - Mar 2016 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2014 |
- TN
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
-
Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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