Sophie Shows, financial advisor Knoxville TN
88 score

Sophie Shows

CRD Number: 5932889
Current Firm: Northwestern Mutual Investment Services,llc

Sophie Shows (CRD# 5932889) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Knoxville, TN and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2015 - Current 1
Northwestern Mutual Investment Services LLC Knoxville, TN Jun 2014 - Current 2
Kevin Proffitt Knoxville, TN May 2012 - Current 4
Northwestern Mutual Investment Services, LLC Knoxville, TN Jan 2015 - Mar 2016 1
Kevin Proffitt Knoxville, TN Feb 2012 - May 2012 < 1
Lawrence Grabowski Jacksonville, FL Jun 2011 - Dec 2011 < 1
University Of North Florida Jacksonville, FL Aug 2008 - Dec 2011 3
Lee Tracy Company Pensacola Beach, FL Apr 2006 - Aug 2009 3
Gulf Breeze High School Gulf Breeze, FL Jun 2004 - May 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2014
Contact Info for Sophie M. Shows
Phone Number: 866-664-7737
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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