Stephen Carlson, financial advisor Knoxville TN

Stephen Carlson

CRD Number: 1950548
Current Firm: Asset Planning Corporation

Stephen Carlson (CRD# 1950548) is an Investment Advisor Representative working at Asset Planning Corporation in Knoxville, TN and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Asset Planning Corporation Knoxville, TN Mar 2016 - Current 6
Unemployed Knoxville, TN Jun 2014 - Feb 2016 1
Nature's Way Montessori Knoxville, TN Aug 2007 - May 2014 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1992
S65 NASAA Investment Advisors Law Examination Jun 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Stephen M. Carlson
Phone Number: 865-690-1231
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    327
    MILLIONS
  • Total Number of Accounts
    812
    ACCOUNTS
  • Average Account Value
    $402,173
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

NC, SC, TN, TX, VA

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