Craig Smith, financial advisor Anderson IN

Craig Smith

CRD Number: 810191
Current Firm: Sycamore Financial Group

Craig Smith (CRD# 810191) is an Investment Advisor Representative working at Sycamore Financial Group in Anderson, IN and has over 42 years of experience in the finance industry. Craig Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Sycamore Financial Group Kokomo, IN Aug 1983 - Current 40
K.j. Brown & Company Inc. Muncie, IN Feb 1973 - Current 51
Googins Advisors, Inc. Middleton, WI Dec 2020 - May 2021 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1981
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Craig A. Smith
Phone Number: 765-455-1554
Registered State(s):
  • FL
  • IL
  • IN
  • NE
  • OH
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    1,908
    ACCOUNTS
  • Average Account Value
    $348,862
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL, IL, IN, NE, NY, OH, TX, VA

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