Rodney Carroll, financial advisor Kokomo IN
96 score

Rodney Carroll

CRD Number: 5623309
Current Firm: Creative Financial Designs, Inc.

Rodney Carroll (CRD# 5623309) is an Investment Advisor Representative working at Creative Financial Designs, Inc. in Kokomo, IN and has over 8 years of experience in the finance industry. Rodney Carroll has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cfd Investments, Inc. Kokomo, IN Dec 2008 - Current 8
Creative Financial Designs, Inc. Kokomo, IN Dec 2008 - Current 8
Delphi Kokomo, IN Aug 1990 - Nov 2012 22
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2009
Contact Info for Rodney J. Carroll
Phone Number: 765-453-9600
Registered State(s):
  • IN
  • MI
  • WI
  • NE
By the Numbers
  • Total Assets Under Management
    800
    MILLIONS
  • Total Number of Accounts
    6,786
    ACCOUNTS
  • Average Account Value
    $117,869
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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