May Miao, financial advisor La Canada Flintridge CA
58 score

May Miao

CRD Number: 4542381
Current Firm: Western International Securities

May Miao (CRD# 4542381) is an Investment Advisor Representative working at Western International Securities in La Canada Flintridge, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Western International Securities, Inc. Pasadena, CA May 2015 - Current 1
Wells Fargo Advisors, LLC Pasadena, CA Dec 2014 - Apr 2015 < 1
J.p. Morgan Securities LLC Arcadia, CA Oct 2012 - Dec 2014 2
Chase Investment Services Corp. South Pasadena, CA Mar 2010 - Oct 2012 2
Fortune Securities, Inc. Alhambra, CA Jan 2010 - Mar 2010 < 1
Unemployed La Canada, CA Feb 2008 - Jan 2010 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Pasadena, CA Apr 2005 - Feb 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for May H. Miao
Phone Number: 626-793-7717
Firm Website: http://www.wisdirect.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    900
    MILLIONS
  • Total Number of Accounts
    3,400
    ACCOUNTS
  • Average Account Value
    $264,706
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WI

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BADGES
58

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