Kenneth Schmocker, financial advisor La Crosse WI
96 score

Kenneth Schmocker

CRD Number: 1388354
Current Firm: Advantage Investment Management, LLC

Kenneth Schmocker (CRD# 1388354) is an Investment Advisor Representative working at Advantage Investment Management, LLC in La Crosse, WI and has over 31 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Lpl Financial La Crosse, WI Jul 2012 - Current 4
Advantage Investment Management LLC Cedar Rapids, IA Mar 2009 - Current 7
Ash Brokerage Fort Wayne, IN May 2007 - Current 9
Advisor Net Minneapolis, MN Feb 1984 - Current 32
Schmocker Financial Services, Inc. Lacrosse, WI Feb 1976 - Current 40
National Planning Corporation La Crosse, WI Jun 2003 - Jul 2012 9
Mvp Madison, WI Aug 1994 - Jul 2012 17
Swensen Anderson Financial Group Minneapolis, MN Feb 1984 - Jul 2012 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1985
Contact Info for Kenneth E. Schmocker
Phone Number: 319-366-7300
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    564
    MILLIONS
  • Total Number of Accounts
    3,956
    ACCOUNTS
  • Average Account Value
    $142,513
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, KY, LA, MA, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA, WI

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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