Daniel McCarthy, financial advisor La Grange IL
96 score

Daniel McCarthy

CRD Number: 1410055
Current Firm: Securities America Advisors, Inc.

Daniel McCarthy (CRD# 1410055) is an Investment Advisor Representative working at Securities America Advisors, Inc. in La Grange, IL and has over 25 years of experience in the finance industry. Daniel McCarthy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Dan Mccarthy Lagrange, IN May 2006 - Current 10
Dan Mccarthy Cpa Lagrange, IL Mar 2006 - Current 10
Securities America Advisors, Inc. Lagrange, IL Mar 2005 - Current 11
Daniel J. Mccarthy Lagrange, IL Jun 1994 - Current 22
Connelly, Mccarthy & Associates Lagrange, IL Jun 1994 - Current 22
Securities America, Inc. Lagrange, IL Jun 1994 - Current 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1991
Contact Info for Daniel J. McCarthy
Phone Number: 402-399-9111
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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