Adam Brooks, financial advisor Scottsdale AZ

Adam Brooks

CRD Number: 3029639
Current Firm: Able Financial Group, LLC

Adam Brooks (CRD# 3029639) is an Investment Advisor Representative working at Able Financial Group, LLC in Scottsdale, AZ and has over 25 years of experience in the finance industry. Adam Brooks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Private Client Services Scottsdale, AZ Jan 2023 - Current 1
Able Financial Group, LLC Scottsdale, AZ Jan 2023 - Current 1
Wells Fargo Advisors Financial Network LLC Scottsdale, AZ May 2009 - Jan 2023 13
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2000
S66 NASAA Uniform Combined State Law Examination Apr 1998
Contact Info for Adam M. Brooks
Phone Number: 480-258-6104
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    360
    MILLIONS
  • Total Number of Accounts
    1,106
    ACCOUNTS
  • Average Account Value
    $325,884
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, LA, TX

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