Bradford UnderdahlCRD Number: 867889
Current Firm: Laurel Wealth Advisors, Inc.
Bradford Underdahl (CRD# 867889) is an Investment Advisor Representative working at Laurel Wealth Advisors, Inc. in La Jolla, CA and has over 38 years of experience in the finance industry.
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O'reilly Wealth Advisors
|Laurel Wealth Advisors, Inc.||Fallbrook, CA||Apr 2012 - Current||5|
|Morgan Stanley Smith Barney||La Jolla, CA||Jun 2009 - Current||8|
|Citigroup Global Markets Inc.||La Jolla, CA||Jul 1993 - Jun 2009||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1979|
|S65||NASAA Investment Advisors Law Examination||Jul 1992|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management700MILLIONS
Total Number of Accounts2,473ACCOUNTS
Average Account Value$282,857
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, HI, MI, NJ, NV, NY, OR, PA, TX, WA
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