Dane Brockman, financial advisor La Jolla CA

Dane Brockman

CRD Number: 5829993
Current Firm: The Wealth Consulting Group

Dane Brockman (CRD# 5829993) is an Investment Advisor Representative working at The Wealth Consulting Group in La Jolla, CA and has over 11 years of experience in the finance industry. Dane Brockman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial, LLC La Jolla, CA Nov 2017 - Current 4
Wcg Wealth Advisors, LLC La Jolla, CA Nov 2017 - Current 4
1st Global Insurance Services, Inc. La Jolla, CA Mar 2016 - Nov 2017 1
1st Global Capital Corp. La Jolla, CA Mar 2016 - Nov 2017 1
1st Global Advisors, Inc. La Jolla, CA Mar 2016 - Nov 2017 1
Metlife Securities Inc. San Diego, CA Dec 2015 - Mar 2016 < 1
Unionbanc Investment Services San Diego, CA Jan 2011 - Dec 2015 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2010
Contact Info for Dane M. Brockman
Phone Number: 702-263-1919
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    2,872
    MILLIONS
  • Total Number of Accounts
    9,855
    ACCOUNTS
  • Average Account Value
    $291,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WY

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