Dane Brockman (CRD# 5829993) is an Investment Advisor Representative working at The Wealth Consulting Group in La Jolla, CA and has over 13 years of experience in the finance industry. Dane Brockman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2730478
Madison Avenue Securities, LLC
CRD# 5621865
Lpl Financial LLC
CRD# 5084834
The Wealth Consulting Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | La Jolla, CA | Nov 2017 - Current | 6 |
| Wcg Wealth Advisors, LLC | La Jolla, CA | Nov 2017 - Current | 6 |
| 1st Global Insurance Services, Inc. | La Jolla, CA | Mar 2016 - Nov 2017 | 1 |
| 1st Global Capital Corp. | La Jolla, CA | Mar 2016 - Nov 2017 | 1 |
| 1st Global Advisors, Inc. | La Jolla, CA | Mar 2016 - Nov 2017 | 1 |
| Metlife Securities Inc. | San Diego, CA | Dec 2015 - Mar 2016 | < 1 |
| Unionbanc Investment Services | San Diego, CA | Jan 2011 - Dec 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2010 |
- CA
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Total Assets Under Management5,194MILLIONS
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Total Number of Accounts21,408ACCOUNTS
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Average Account Value$242,628
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
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