David Guss, financial advisor La Jolla CA
57 score

David Guss

CRD Number: 1211800
Current Firm: Ipg Investment Advisors, LLC

David Guss (CRD# 1211800) is an Investment Advisor Representative working at Ipg Investment Advisors, LLC in La Jolla, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Ipg Investment Advisors, LLC San Diego, CA Mar 2010 - Current 6
Investment Placement Group San Diego, CA Oct 1983 - Current 33

David Guss has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for David M. Guss
Phone Number: 619-326-1200
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    939
    MILLIONS
  • Total Number of Accounts
    722
    ACCOUNTS
  • Average Account Value
    $1,300,368
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

CA, CO, FL, MA, TX

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BADGES
57

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