David Rootes, financial advisor La Jolla CA
90 score

David Rootes

CRD Number: 1387628
Current Firm: Laurel Wealth Advisors, Inc.

David Rootes (CRD# 1387628) is an Investment Advisor Representative working at Laurel Wealth Advisors, Inc. in La Jolla, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
El Centro Regional Medical Center El Centro, CA Oct 2015 - Current 1
Laurel Wealth Advisors La Jolla, CA Jul 2012 - Current 4
Moctezuma Bebidas, S.a. De C.v. Mexicali Bcn, Jan 2001 - Current 15
Rnh Inversiones, S.a. De C.v. Mexico City, Mar 1997 - Current 19
Self Employed Los Angeles, CA May 1993 - Current 23
Marina Del Rey Hospital Marina Del Rey, CA Aug 2008 - Feb 2015 6
Mattel Childrens' Hospital Los Angeles, CA Aug 2004 - Jan 2008 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Sep 2012
Contact Info for David J. Rootes
Phone Number: 858-459-1101
Firm Website: http://www.laurelwa.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    700
    MILLIONS
  • Total Number of Accounts
    2,473
    ACCOUNTS
  • Average Account Value
    $282,857
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, HI, MI, NJ, NV, NY, OR, PA, TX, WA

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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