Gary Wardein, financial advisor San Diego CA

Gary Wardein

CRD Number: 861926
Current Firm: Raymond James & Associates, Inc.

Gary Wardein (CRD# 861926) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in San Diego, CA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James & Associates, Inc. San Diego, CA Sep 2019 - Current 4
Bank Of America, Na La Jolla, CA Aug 2008 - Sep 2019 11
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Jolla, CA Nov 1989 - Sep 2019 29
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1990
S65 NASAA Investment Advisors Law Examination Mar 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Gary L. Wardein
Phone Number: 727-567-1000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    350,042
    MILLIONS
  • Total Number of Accounts
    992,551
    ACCOUNTS
  • Average Account Value
    $352,669
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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