Lisa Zard, financial advisor Los Angeles CA

Lisa Zard

CRD Number: 5680519
Current Firm: Nuveen Asset Management, LLC

Lisa Zard (CRD# 5680519) is an Investment Advisor Representative working at Nuveen Asset Management, LLC in Los Angeles, CA and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Nuveen Securities, LLC San Diego, CA May 2020 - Current 3
Johcm (usa) Inc. Berwyn, PA Mar 2019 - May 2020 1
Foreside Financial Services, LLC Berwyn, PA Mar 2019 - May 2020 1
Foreside Fund Services, LLC La Jolla, CA Feb 2017 - Feb 2019 2
Alphacore Capital, LLC La Jolla, CA Jan 2017 - Feb 2019 2
Foreside Fund Services, LLC Carlsbad, CA Apr 2015 - Jan 2017 1
Vivaldi Asset Management, LLC Carlsbad, CA Mar 2015 - Jan 2017 1
Altegris Investments La Jolla, CA Jan 2009 - Mar 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2011
S65 NASAA Investment Advisors Law Examination Apr 2017
Contact Info for Lisa Zard
Phone Number: 312-917-7700
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    239,615
    MILLIONS
  • Total Number of Accounts
    59,703
    ACCOUNTS
  • Average Account Value
    $4,013,449
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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