Roy LopezCRD Number: 4156902
Current Firm: Sage Stone Wealth Management LLC
Roy Lopez (CRD# 4156902) is an Investment Advisor Representative working at Sage Stone Wealth Management LLC in La Jolla, CA and has over 21 years of experience in the finance industry.
Paradigm Shift Financial, LLC
Madison Avenue Securities, LLC
Lpl Financial LLC
|Sage Stone Wealth Management, LLC||La Jolla, CA||Nov 2010 - Current||11|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jan 2012|
|S66||NASAA Uniform Combined State Law Examination||Jan 2001|
Total Assets Under Management179MILLIONS
Total Number of Accounts331ACCOUNTS
Average Account Value$539,815
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops
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