Tanner Carter, financial advisor La Jolla CA

Tanner Carter

CRD Number: 7114508
Current Firm: Rbc Capital Markets, LLC

Tanner Carter (CRD# 7114508) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in La Jolla, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
City National Bank Lajolla, CA Nov 2019 - Current 3
Rbc Capital Markets, LLC La Jolla, CA May 2019 - Current 3
Carl Burger Jeep, Dodge, Ram World San Diego, CA Sep 2018 - Mar 2019 < 1
Global Gifting San Diego, CA Jan 2016 - Mar 2019 3
University Of Nevada, Reno Reno, NV Aug 2014 - May 2018 3
Cathedral Catholic High School San Diego, CA Aug 2010 - May 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2019
Contact Info for Tanner J. Carter
Phone Number: 212-858-7000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    183,481
    MILLIONS
  • Total Number of Accounts
    423,124
    ACCOUNTS
  • Average Account Value
    $433,634
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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