Hernan Diaz, financial advisor La Mesa CA
93 score

Hernan Diaz

CRD Number: 5910136
Current Firm: J.p. Morgan Securities LLC

Hernan Diaz (CRD# 5910136) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in La Mesa, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC San Diego, CA Oct 2012 - Current 4
Jp Morgan Chase Bank San Diego, CA Aug 2010 - Current 6
Chase Investment Services Corp San Diego, CA Apr 2011 - Oct 2012 1
Farmers Insurance San Diego, CA Mar 2009 - Aug 2010 1
Unemployment San Diego, CA Apr 2008 - Feb 2009 < 1
Sprint/nextel San Diego, CA Oct 2002 - Mar 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2011
S66 NASAA Uniform Combined State Law Examination Oct 2013
Contact Info for Hernan Diaz
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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