David Schaal, financial advisor La Vista NE

David Schaal

CRD Number: 706445
Current Firm: Securities America Advisors, Inc.

David Schaal (CRD# 706445) is an Investment Advisor Representative working at Securities America Advisors, Inc. in La Vista, NE and has over 42 years of experience in the finance industry. David Schaal has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Kyle Acre, financial advisor La Vista NE
Kyle Acre
CRD# 6243132
Edward Jones
Similar Advisors
Michael Adams, financial advisor La Vista NE
Michael R. Adams
CRD# 3017989
Ubs Financial Services Inc.
Similar Advisors
Steve Adams, financial advisor La Vista NE
Steve M. Adams
CRD# 5297231
Td Ameritrade, Inc.
Professional Designations
Company Name Location Dates Years
Securities America Inc. La Vista, NE Jul 2014 - Current 8
Securities America Advisors La Vista, NE Jul 2014 - Current 8
Td Ameritrade Omaha, NE Aug 2012 - Jul 2014 1
Sws Financial Services Omaha, NE Mar 2012 - Aug 2012 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1980
S65 NASAA Investment Advisors Law Examination Mar 1994
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for David K. Schaal
Phone Number: 402-399-9111
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    45,429
    MILLIONS
  • Total Number of Accounts
    211,800
    ACCOUNTS
  • Average Account Value
    $214,492
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from David Schaal and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.