Douglas CarrollCRD Number: 5497988
Current Firm: Securities America Advisors, Inc.
Douglas Carroll (CRD# 5497988) is an Investment Advisor Representative working at Securities America Advisors, Inc. in La Vista, NE and has over 9 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Advisors, LLC
Mutual Of Omaha Investor Services, Inc.
|Securities America Advisors||La Vista, NE||Feb 2016 - Current||2|
|Securities America Inc.||La Vista, NE||Feb 2016 - Current||2|
|Tdameritrade In||Omaha, NE||Feb 2008 - Feb 2016||8|
|Double Take Graphics LLC||Omaha, NE||Jul 2008 - Apr 2011||2|
|Dick's Sporting Goods||Omaha, NE||Jun 2009 - Sep 2009||< 1|
|Best Buy||Omaha, NE||May 2004 - Jul 2008||4|
|Wells Fargo||Papillion, NE||Dec 2007 - Feb 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2008|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV