Lori BogatzCRD Number: 3040406
Current Firm: Securities America Advisors, Inc.
Lori Bogatz (CRD# 3040406) is an Investment Advisor Representative working at Securities America Advisors, Inc. in La Vista, NE and has over 7 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Wells Fargo Advisors, LLC
Mutual Of Omaha Investor Services, Inc.
|Arbor Point Advisors||La Vista, NE||Oct 2012 - Current||4|
|Securities America Advisor, Inc.||La Vista, NE||Aug 2009 - Current||7|
|Bogatz Heating And Air Conditioning||Omaha, NE||Jul 2002 - Current||14|
|Securities America, Inc.||Omaha, NE||Dec 1997 - Current||19|
|Everbank||Lavista, NE||Dec 1997 - Current||19|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2009|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV