Carlos Grant, financial advisor Ladera Ranch CA
93 score

Carlos Grant

CRD Number: 5487988
Current Firm: U.s. Bancorp Investments, Inc.

Carlos Grant (CRD# 5487988) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Ladera Ranch, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
U.s. Bancorp Investments, Inc. Stanton, CA Mar 2010 - Current 6
U.s. Bank Seal Beach, CA Mar 2010 - Dec 2010 < 1
Cal National Bank Seal Beach, CA Jul 2006 - Mar 2010 3
Pc Lending Irvine, CA May 2005 - Dec 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S65 NASAA Investment Advisors Law Examination Oct 2011
Contact Info for Carlos G. Grant
Phone Number: 800-888-4700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    5,065
    MILLIONS
  • Total Number of Accounts
    24,670
    ACCOUNTS
  • Average Account Value
    $205,313
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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