James MillerCRD Number: 334955
Current Firm: Royal Alliance Associates, Inc.
James Miller (CRD# 334955) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Lafayette, CA and has over 23 years of experience in the finance industry. James Miller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Polaris Wealth Advisory Group
Monetary Management Corporation
Perigon Wealth Management, LLC
|Royal Alliance Associates, Inc.||Irvine, CA||Nov 2018 - Current||3|
|Signator Investors, Inc.||Boston, MA||Dec 1973 - Nov 2018||44|
|Signature Resources Capital Management, LLC||Irvine, CA||Aug 2011 - Nov 2014||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 1999|
Total Assets Under Management28,249MILLIONS
Total Number of Accounts112,286ACCOUNTS
Average Account Value$251,584
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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