Joseph Wallace, financial advisor Lafayette CA
90 score

Joseph Wallace

CRD Number: 6137314
Current Firm: Wallace Advisory Group, LLC

Joseph Wallace (CRD# 6137314) is an Investment Advisor Representative working at Wallace Advisory Group, LLC in Lafayette, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wallace Advisory Group, LLC Lafayette, CA Oct 2015 - Current 1
M Holdings Securities, Inc. Portland, OR Sep 2015 - Current 1
Wallace Financial & Insurance Solutions Lafayette, CA Sep 2013 - Current 3
Eagle Strategies LLC Lafayette, CA May 2013 - Sep 2015 2
Nylife Securities LLC San Ramon, CA Dec 2012 - Sep 2015 2
New York Life Insurance Company San Ramon, CA Nov 2012 - Sep 2015 2
William Wallace Clu/chfc Lafayette, CA Jul 2012 - Dec 2012 < 1
Uc Santa Barbara Santa Barbara, CA Sep 2010 - Aug 2012 1
College Of San Mateo San Mateo, CA Aug 2009 - Aug 2010 1
Unemployed Lafayette, CA Mar 2009 - Jul 2009 < 1
Univ Of Nevada Reno Reno, NV Jul 2007 - Feb 2009 1
Acalanes High School Lafayette, CA Jan 2002 - Jun 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Contact Info for Joseph W. Wallace
Phone Number: 925-284-6880
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    100
    MILLIONS
  • Total Number of Accounts
    205
    ACCOUNTS
  • Average Account Value
    $489,328
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, HI, TX

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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