Joseph WallaceCRD Number: 6137314
Current Firm: Wallace Advisory Group, LLC
Joseph Wallace (CRD# 6137314) is an Investment Advisor Representative working at Wallace Advisory Group, LLC in Lafayette, CA and has over 5 years of experience in the finance industry. Joseph Wallace has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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|Wallace Advisory Group, LLC||Lafayette, CA||Oct 2015 - Current||2|
|M Holdings Securities, Inc.||Portland, OR||Sep 2015 - Current||2|
|Wallace Financial & Insurance Solutions||Lafayette, CA||Sep 2013 - Current||4|
|Eagle Strategies LLC||Lafayette, CA||May 2013 - Sep 2015||2|
|Nylife Securities LLC||San Ramon, CA||Dec 2012 - Sep 2015||2|
|New York Life Insurance Company||San Ramon, CA||Nov 2012 - Sep 2015||2|
|William Wallace Clu/chfc||Lafayette, CA||Jul 2012 - Dec 2012||< 1|
|Uc Santa Barbara||Santa Barbara, CA||Sep 2010 - Aug 2012||1|
|College Of San Mateo||San Mateo, CA||Aug 2009 - Aug 2010||1|
|Unemployed||Lafayette, CA||Mar 2009 - Jul 2009||< 1|
|Univ Of Nevada Reno||Reno, NV||Jul 2007 - Feb 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2013|
Total Assets Under Management127MILLIONS
Total Number of Accounts266ACCOUNTS
Average Account Value$477,992
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, HI, NV, TX
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