Jerry Prather, financial advisor Lafayette IN
71 score

Jerry Prather

CRD Number: 1175647
Current Firm: Northwestern Mutual Investment Services,llc

Jerry Prather (CRD# 1175647) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Lafayette, IN and has over 33 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Milwaukee, WI Jul 1993 - Current 23
Robert W. Baird & Company Incorporated Milwaukee, WI Jul 1993 - Current 23
The Northern Mutual Life Insurance Company Milwaukee, WI Jun 1993 - Current 23
Northwestern Mutual Investment Services, LLC Lafayette, IN Jan 2006 - Mar 2016 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S66 NASAA Uniform Combined State Law Examination Oct 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jerry R. Prather
Phone Number: 866-664-7737
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
71

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