Cole Griffin, financial advisor Lafayette LA

Cole Griffin

CRD Number: 4255156
Current Firm: Ameriprise Financial Services, LLC

Cole Griffin (CRD# 4255156) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Lafayette, LA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, Inc. Lafayette, LA Jun 2012 - Current 8
Elmore Law Firm Lafayette, LA May 2010 - Jun 2012 2
Ready To Resolve, LLC Lafayette, LA Oct 2009 - Jun 2012 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2012
Contact Info for Cole J. Griffin
Phone Number: 612-671-3131
Registered State(s):
  • LA
  • NJ
By the Numbers
  • Total Assets Under Management
    313,282
    MILLIONS
  • Total Number of Accounts
    1,488,886
    ACCOUNTS
  • Average Account Value
    $210,414
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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