David VelaCRD Number: 1984682
Current Firm: Fmsa
David Vela (CRD# 1984682) is an Investment Advisor Representative working at Fmsa in Lafayette, LA and has over 28 years of experience in the finance industry.
Msi Financial Services, Inc.
Eagle Strategies LLC
Centaurus Financial, Inc.
|Fmsa||Lafayette, LA||Feb 2011 - Current||7|
|Oxford Asset Mgmt||Brownsville, TX||Feb 2004 - Feb 2011||7|
|Sws Financial Services||Brownsville, TX||Jan 2007 - Jun 2009||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1989|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Regulatory Investigation
Total Assets Under Management115MILLIONS
Total Number of Accounts793ACCOUNTS
Average Account Value$144,960
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses