David VelaCRD Number: 1984682
Current Firm: Fmsa
David Vela (CRD# 1984682) is an Investment Advisor Representative working at Fmsa in Lafayette, LA and has over 27 years of experience in the finance industry.
Msi Financial Services, Inc.
Eagle Strategies LLC
1st Global Advisors Inc.
|Fmsa||Lafayette, LA||Feb 2011 - Current||6|
|Oxford Asset Mgmt||Brownsville, TX||Feb 2004 - Feb 2011||7|
|Sws Financial Services||Brownsville, TX||Jan 2007 - Jun 2009||2|
|Aig American General Life Insurance Company||Brownsville, TX||Dec 2003 - Dec 2007||4|
|American General Securities Incorporated||Brownsville, TX||Feb 2004 - Dec 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1989|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Regulatory Investigation
Total Assets Under Management90MILLIONS
Total Number of Accounts450ACCOUNTS
Average Account Value$200,000
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, LA, TX
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