Jeffrey BreauxCRD Number: 1933771
Current Firm: Raymond James Financial Services Advisors, Inc.
Jeffrey Breaux (CRD# 1933771) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Lafayette, LA and has over 28 years of experience in the finance industry.
Msi Financial Services, Inc.
Eagle Strategies LLC
1st Global Advisors Inc.
|Rochedan, LLC||Lafayette, LA||Oct 2015 - Current||2|
|Raymond James Financial Services,inc||Lafayette, LA||Oct 2015 - Current||2|
|Raymond James Financial Services Advisors Inc.||Lafayette, LA||Oct 2015 - Current||2|
|Raymond James & Associates, Inc.||Lafayette, LA||Mar 2008 - Oct 2015||7|
|Wachovia Securities, LLC||Lafayette, LA||Jan 2008 - Mar 2008||< 1|
|A. G. Edwards & Sons, Inc.||Lafayette, LA||Jan 1995 - Mar 2008||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1989|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV