Richard Domingue, financial advisor Lafayette LA
93 score

Richard Domingue

CRD Number: 4508180
Current Firm: Nfp Retirement

Richard Domingue (CRD# 4508180) is an Investment Advisor Representative working at Nfp Retirement in Lafayette, LA and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
401 (k) Advisors, Inc. Aliso Viejo, CA Dec 2014 - Current 2
Unemployed Layfaette, LA Jul 2014 - Nov 2014 < 1
Broussard Financial Group, LLC Kaplan, LA Mar 2011 - Jul 2014 3
Ubs Financial Services Inc. Lafayette, LA Jul 2004 - Mar 2011 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2004
Contact Info for Richard P. Domingue
Phone Number: 949-460-9898
Registered State(s):
  • CA
  • LA
By the Numbers
  • Total Assets Under Management
    34,857
    MILLIONS
  • Total Number of Accounts
    736
    ACCOUNTS
  • Average Account Value
    $47,359,658
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, CA, CO, FL, GA, IA, ID, IL, KY, LA, MA, MI, MN, MT, PA, TX, VA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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