Patrick Dailey (CRD# 2475693) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Rancho Santa Margarita, CA and has over 29 years of experience in the finance industry.
CRD# 4445351
Morgan Stanley
CRD# 7008774
Raymond James & Associates, Inc.
CRD# 2965820
Fortem Financial Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pk's Quotes | Rancho Santa Margarita, CA | Oct 2022 - Current | 1 |
| Transamerica Financial Advisors, Inc. | Rancho Santa Margarita, CA | Sep 2019 - Current | 4 |
| World Financial Group, Inc. | Rancho Santa Margarita, CA | Aug 2019 - Current | 4 |
| Chelsea Financial Services | Staten Island, NY | Jan 2019 - Aug 2019 | < 1 |
| Claraphi Advisory Network | Laguna Hills, CA | Oct 2017 - May 2019 | 1 |
| Chelsea Financial Services | Staten Island, NY | Nov 2017 - Aug 2018 | < 1 |
| Unemployed | Rancho Santa Margarita, CA | Jul 2017 - Oct 2017 | < 1 |
| Acorns Securities | Irvine, CA | Mar 2015 - Aug 2017 | 2 |
| Unemployed | Rancho Santa Margarita, CA | Dec 2014 - Mar 2015 | < 1 |
| Northwestern Mutual | Los Angeles, CA | May 2013 - Dec 2014 | 1 |
| Matthew J Plocher | Los Angeles, CA | May 2013 - Dec 2014 | 1 |
| Northwestern Mutual Investment Services, LLC | Los Angeles, CA | May 2013 - Dec 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1994 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1994 |
- CA
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
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