Allison Peterson (CRD# 5471806) is an Investment Advisor Representative working at The Sullivan Group in Menifee, CA and has over 13 years of experience in the finance industry.
CRD# 1622075
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4876819
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5480138
Safeguard Investment Advisory Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| City Of Dana Point | Dana Point, CA | Mar 2020 - Current | 4 |
| Purshe Kaplan Sterling Investments | Albany, NY | Dec 2011 - Current | 12 |
| The Sullivan Group | Menifee, CA | Sep 2009 - Current | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2011 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2011 |
- CA
-
Total Assets Under Management71MILLIONS
-
Total Number of Accounts293ACCOUNTS
-
Average Account Value$243,323
- A percentage of assets under your management
- Commissions
- Portfolio management for individuals and/or small businesses
CA, TX
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