William Faith (CRD# 5963208) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Rancho Santa Margarita, CA and has over 12 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| U.s. Bancorp Investments, Inc. | Laguna Niguel, CA | Jul 2023 - Current | < 1 |
| Lpl Financial LLC | Ontario, CA | May 2018 - Jul 2023 | 5 |
| Citizens Business Bank | Ontario, CA | May 2018 - Jul 2023 | 5 |
| Glaukos Corporation | San Clemente, CA | Mar 2017 - May 2018 | 1 |
| William L. Faith, Iii | Laguna Niguel, CA | Aug 2014 - May 2018 | 3 |
| W.l. Faith Investment Management, LLC | Laguna Niguel, CA | Aug 2014 - May 2018 | 3 |
| Lbmz Securities Inc. | Chicago, IL | Jun 2015 - Jul 2015 | < 1 |
| Wells Fargo Advisors LLC | Mission Viejo, CA | Aug 2013 - Aug 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2011 |
| S63 | Uniform Securities State Law Examination | Jul 2018 |
- CA
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Total Assets Under Management15,875MILLIONS
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Total Number of Accounts60,028ACCOUNTS
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Average Account Value$264,455
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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