Glenn Plemmons, financial advisor Lahaina HI
83 score

Glenn Plemmons

CRD Number: 1811690
Current Firm: Wells Fargo Advisors, LLC

Glenn Plemmons (CRD# 1811690) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Lahaina, HI and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Corvallis, OR May 2009 - Current 7
Wachovia Securities, LLC Corvallis, OR Oct 2007 - May 2009 1
Citigroup Global Markets Inc. Corvallis, OR Jul 1993 - Oct 2007 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1988
S65 NASAA Investment Advisors Law Examination Sep 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Glenn L. Plemmons
Phone Number: 314-875-3000
Registered State(s):
  • HI
  • OR
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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