Daniel Frick, financial advisor Lake Charles LA
96 score

Daniel Frick

CRD Number: 5357919
Current Firm: Financial Management Professionals Inc.

Daniel Frick (CRD# 5357919) is an Investment Advisor Representative working at Financial Management Professionals Inc. in Lake Charles, LA and has over 10 years of experience in the finance industry. Daniel Frick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Financial Management Professionals, Inc. Lake Charles, LA Sep 2012 - Current 5
Bank Of America,na Houston, TX Nov 2009 - Aug 2012 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston, TX Jul 2008 - Aug 2012 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston, TX Jul 2007 - Jul 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for Daniel W. Frick
Phone Number: 512-329-5174
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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