Daniel FrickCRD Number: 5357919
Current Firm: Financial Management Professionals Inc.
Daniel Frick (CRD# 5357919) is an Investment Advisor Representative working at Financial Management Professionals Inc. in Lake Charles, LA and has over 9 years of experience in the finance industry. Daniel Frick has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Lpl Financial LLC
Securities America Advisors, Inc.
Raymond James Financial Services Advisors, Inc.
|Financial Management Professionals, Inc.||Lake Charles, LA||Sep 2012 - Current||4|
|Bank Of America,na||Houston, TX||Nov 2009 - Aug 2012||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Houston, TX||Jul 2008 - Aug 2012||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Houston, TX||Jul 2007 - Jul 2008||1|
|Loyola University||New Orleans, LA||May 2003 - Jul 2007||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2007|
Total Assets Under Management532MILLIONS
Total Number of Accounts1,919ACCOUNTS
Average Account Value$277,384
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, FL, LA, OK, TX