Philip O'quinCRD Number: 4630244
Current Firm: Fsc Securities Corporation
Philip O'quin (CRD# 4630244) is an Investment Advisor Representative working at Fsc Securities Corporation in Lake Charles, LA and has over 4 years of experience in the finance industry.
Lpl Financial LLC
Securities America Advisors, Inc.
Raymond James Financial Services Advisors, Inc.
|Fsc Securities Corp||Atlanta, GA||Oct 2015 - Current||1|
|Lpl Financial||Lake Charles, LA||Nov 2012 - Oct 2015||2|
|Lincoln Financial Advisors||Baton Rouge, LA||Oct 2010 - Nov 2012||2|
|New York Life Ins. Company||Baton Rouge, LA||Apr 2008 - Oct 2010||2|
|New York Life Securities LLC||Baton Rouge, LA||Apr 2008 - Oct 2010||2|
|Fsc Securities Corporation||Alexandria, LA||Oct 2006 - Apr 2008||1|
|Sportscare Usa||Shreveport, LA||Nov 2006 - Mar 2008||1|
|O'quin & Associates||Alexandria, LA||Oct 2006 - Nov 2007||1|
|Unemployed||Alexandria, LA||Sep 2006 - Oct 2006||< 1|
|Tiger Athletic Foundation||Baton Rouge, LA||Apr 2003 - Sep 2006||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2012|
|S65||NASAA Investment Advisors Law Examination||Nov 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management5,630MILLIONS
Total Number of Accounts24,779ACCOUNTS
Average Account Value$227,192
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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