Philip O'quin, financial advisor Lake Charles LA
78 score

Philip O'quin

CRD Number: 4630244
Current Firm: Fsc Securities Corporation

Philip O'quin (CRD# 4630244) is an Investment Advisor Representative working at Fsc Securities Corporation in Lake Charles, LA and has over 4 years of experience in the finance industry.

Similar Advisors
Eva Abate, financial advisor Lake Charles LA
Eva B. Abate
CRD# 2250123
Lpl Financial LLC
Score
96
Similar Advisors
Marshal Baggett, financial advisor Lake Charles LA
Marshal D. Baggett
CRD# 1772485
Securities America Advisors, Inc.
Score
96
Similar Advisors
Richard Clements, financial advisor Lake Charles LA
Richard D. Clements
CRD# 4561491
Raymond James Financial Services Advisors, Inc.
Score
96
Company Name Location Dates Years
Fsc Securities Corp Atlanta, GA Oct 2015 - Current 1
Lpl Financial Lake Charles, LA Nov 2012 - Oct 2015 2
Lincoln Financial Advisors Baton Rouge, LA Oct 2010 - Nov 2012 2
New York Life Ins. Company Baton Rouge, LA Apr 2008 - Oct 2010 2
New York Life Securities LLC Baton Rouge, LA Apr 2008 - Oct 2010 2
Fsc Securities Corporation Alexandria, LA Oct 2006 - Apr 2008 1
Sportscare Usa Shreveport, LA Nov 2006 - Mar 2008 1
O'quin & Associates Alexandria, LA Oct 2006 - Nov 2007 1
Unemployed Alexandria, LA Sep 2006 - Oct 2006 < 1
Tiger Athletic Foundation Baton Rouge, LA Apr 2003 - Sep 2006 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2012
S65 NASAA Investment Advisors Law Examination Nov 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Philip G. O'quin
Phone Number: 1-800-547-2382
Firm Website: http://www.fscorp.com
Registered State(s):
  • AL
  • FL
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    5,630
    MILLIONS
  • Total Number of Accounts
    24,779
    ACCOUNTS
  • Average Account Value
    $227,192
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
78

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.