David Mandel, financial advisor Lake Elmo MN

David Mandel

CRD Number: 4980051
Current Firm: Francis LLC

David Mandel (CRD# 4980051) is an Investment Advisor Representative working at Francis LLC in Lake Elmo, MN and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Francis Investment Counsel Brookfield, WI Jan 2019 - Current 5
Nfp Securities, Inc. St. Paul, MN Mar 2013 - Jan 2019 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2006
S65 NASAA Investment Advisors Law Examination Dec 2019
Contact Info for David R. Mandel
Phone Number: 866-232-6457
Firm Website: http://francisway.com
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, FL, GA, HI, IA, ID, IL, IN, KS, MI, MN, MO, MS, NC, ND, NJ, NY, OH, OK, OR, PA, SD, TN, TX, UT, VA, WA, WI

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