Katie Ristvedt, financial advisor Lake Elmo MN
93 score

Katie Ristvedt

CRD Number: 5444020
Current Firm: Northwestern Mutual Investment Services,llc

Katie Ristvedt (CRD# 5444020) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Lake Elmo, MN and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Lake Elmo, MN Sep 2010 - Current 6
Aaron Smaagaard Lake Elmo, MN Dec 2007 - Current 9
Northwestern Mutual Investment Services, LLC Lake Elmo, MN May 2013 - Mar 2016 2
Bryan Johnson Lake Elmo, MN Nov 2008 - Nov 2012 4
Chris Crubaugh Lake Elmo, MN Aug 2009 - Jan 2010 < 1
Molly Murphy Lake Elmo, MN Sep 2008 - Jan 2010 1
Michael Englund Lake Elmo, MN May 2008 - Jan 2010 1
Charles Block Lake Elmo, MN Nov 2007 - Jan 2010 2
Jeffrey Manderfeld Woodbury/lake Elmo, MN Oct 2007 - Dec 2009 2
Bryan Johnson Lake Elmo, MN Jul 2008 - Nov 2008 < 1
Michael Englund Lake Elmo, MN Nov 2007 - May 2008 < 1
White Bear Yacht Club Dellwood, MN May 2004 - Sep 2007 3
Office Of Residential Life - University Of Minnesota Morris Morris, MN Aug 2005 - May 2007 1
University Of Minnesota Morris Morris, MN Aug 2003 - May 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2010
S65 NASAA Investment Advisors Law Examination May 2013
Contact Info for Katie L. Ristvedt
Phone Number: 866-664-7737
Registered State(s):
  • MN
  • WI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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