Dominica Henderson, financial advisor Lake Forest CA

Dominica Henderson

CRD Number: 5022345
Current Firm: Haussmann Financial Inc.

Dominica Henderson (CRD# 5022345) is an Investment Advisor Representative working at Haussmann Financial Inc. in Lake Forest, CA and has over 7 years of experience in the finance industry. Dominica Henderson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Haussmann Financial Inc. Newport Beach, CA Sep 2013 - Current 7
Securities America Inc. Newport Beach, CA Jun 2013 - Current 7
Haussmann Financial Inc. Newport Beach, CA Jun 2013 - Current 7
Dominica Henderson Los Angelos, CA Oct 2010 - Current 10
Royal Alliance Associates Newport Beach, CA Sep 2010 - Jul 2011 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2013
Contact Info for Dominica L. Henderson
Phone Number: 949-250-4973
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    668
    MILLIONS
  • Total Number of Accounts
    1,805
    ACCOUNTS
  • Average Account Value
    $370,290
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, ID, LA, ME, NC, NM, NV, NY, OH, OR, TN, TX, UT, WA

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