Eric Hughes, financial advisor Lake Forest CA
93 score

Eric Hughes

CRD Number: 4471291
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)

Eric Hughes (CRD# 4471291) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Lake Forest, CA and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
National Planning Corporation Santa Monica, CA Sep 2013 - Current 3
Lincoln Investment Planning, Inc. Santa Clara, CA Oct 2011 - Sep 2013 1
Allstate Insurance Company Sunnyvale, CA Jan 2010 - Sep 2011 1
National Planning Corporation Emeryville, CA Aug 2009 - Jan 2010 < 1
Financial Network Investment Corporation Citrus Heights, CA Aug 2008 - Aug 2009 1
Pension Planners Securities Sacramento, CA Oct 2002 - Aug 2009 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2002
Contact Info for Eric E. Hughes
Phone Number: 310-899-7900
Firm Website: https://www.natplan.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    7,811
    MILLIONS
  • Total Number of Accounts
    42,943
    ACCOUNTS
  • Average Account Value
    $181,887
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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