Thomas Formica (CRD# 2242006) is an Investment Advisor Representative working at Bcn Financial, Inc. in Lake Forest, CA and has over 30 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial LLC | Fair Oaks, CA | Apr 2024 - Current | < 1 |
| Crown Capital Securities, LP | Orange, CA | Feb 2017 - Current | 7 |
| Arbor Financial Group/turnkey Foundation | Santa Ana, CA | Jan 2017 - Current | 7 |
| Bcn Financial, Inc. | Alameda, CA | Feb 2005 - Current | 19 |
| Quest Securities, Inc. | Fair Oaks, CA | Apr 2000 - Feb 2017 | 16 |
| Leader One Financial | Newport Beach, CA | Dec 2016 - Jan 2017 | < 1 |
| Catalyst Lending Inc. | Irvine, CA | Oct 2014 - Dec 2016 | 2 |
| Clarity Real Estate Network | Irvine, CA | Oct 2014 - Dec 2016 | 2 |
| First Line Mortgage, Inc. | Newport Beach, CA | Nov 2012 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1993 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1998 |
- CA
-
Total Assets Under Management81MILLIONS
-
Total Number of Accounts462ACCOUNTS
-
Average Account Value$176,345
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
- Market timing services
CA, TX
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