Hal MarcusCRD Number: 861802
Current Firm: Buss Capital Management, LLC
Hal Marcus (CRD# 861802) is an Investment Advisor Representative working at Buss Capital Management, LLC in Lake Forest, IL and has over 25 years of experience in the finance industry.
|Citigroup||Buffalo Grove, IL||Nov 2013 - Current||3|
|Citigroup Global Markets Inc.||Deerfield, IL||Feb 2007 - Current||9|
|Morgan Stanley Smith Barney||Deerfield, IL||Jun 2009 - Nov 2013||4|
|Stickysoft Corp.||Buffalo Grove, IL||May 1996 - Feb 2007||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1991|
|S65||NASAA Investment Advisors Law Examination||Nov 1991|
|S66||NASAA Uniform Combined State Law Examination||May 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management11MILLIONS
Total Number of Accounts55ACCOUNTS
Average Account Value$199,794
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops
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