Phillip Falk, financial advisor Lake Forest IL

Phillip Falk

CRD Number: 2372997
Current Firm: Emerson Equity LLC

Phillip Falk (CRD# 2372997) is an Investment Advisor Representative working at Emerson Equity LLC in Lake Forest, IL and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Emerson Equity LLC San Mateo, CA Jul 2021 - Current < 1
Caprock Real Estate Chicago, IL Dec 2020 - Current < 1
Symmetry Financial Insurance Scotch Plains, NY Jul 2018 - Current 3
Center Street Securities Nashville, TN Mar 2021 - Jul 2021 < 1
Fourstar Wealth Advisors, LLC Chicago, IL Jan 2020 - Jul 2021 1
Great Point Capital Chicago, IL Jun 2017 - Mar 2021 3
Great Point Advisors LLC Chicago, IL Apr 2017 - Dec 2018 1
Paulson Investment Company, LLC Chicago, IL Oct 2016 - Jun 2017 < 1
Unemployed Lake Forest, IL Jun 2016 - Oct 2016 < 1
Forest Securities Chicago, IL Nov 2015 - Jun 2016 < 1
Avellino Financial Advisors, Inc. Chicago, IL Nov 2015 - Jun 2016 < 1
Landolt Securities Oshkosh, WI Oct 2009 - Nov 2015 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1993
S65 NASAA Investment Advisors Law Examination Aug 1993
S66 NASAA Uniform Combined State Law Examination Mar 2018
Contact Info for Phillip Falk
Phone Number: 650-312-0200
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    114
    MILLIONS
  • Total Number of Accounts
    250
    ACCOUNTS
  • Average Account Value
    $456,397
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

CA, CO, NC, NV, OH, TX, VA, WI

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