Steven Schwefel, financial advisor Lake Geneva WI

Steven Schwefel

CRD Number: 1091898
Current Firm: Geneva Partners, LLC

Steven Schwefel (CRD# 1091898) is an Investment Advisor Representative working at Geneva Partners, LLC in Lake Geneva, WI and has over 39 years of experience in the finance industry.

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Company Name Location Dates Years
Geneva Partners, LLC Lake Geneva, WI Apr 2010 - Current 13
Sterne Agee Investment Advisor Services, Inc. Birmingham, AL Jan 2015 - Apr 2016 1
Sterne Agee Financial Services, Inc. Lake Geneva, WI Sep 2014 - Apr 2016 1
Wrp Investments, Inc. Youngstown, OH Mar 2004 - Sep 2014 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1984
S65 NASAA Investment Advisors Law Examination Oct 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Steven P. Schwefel
Phone Number: 262-248-1350
Registered State(s):
  • IL
  • WI
By the Numbers
  • Total Assets Under Management
    290
    MILLIONS
  • Total Number of Accounts
    1,154
    ACCOUNTS
  • Average Account Value
    $251,607
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AZ, CA, FL, IA, IL, MI, NJ, NY, OH, WI

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