Tyson RayCRD Number: 3005591
Current Firm: Raymond James Financial Services Advisors, Inc.
Tyson Ray (CRD# 3005591) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Lake Geneva, WI and has over 24 years of experience in the finance industry. Tyson Ray has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Thrivent Investment Management Inc.
Raymond James Financial Services Advisors, Inc.
Oneamerica Securities, Inc.
|Raymond James Financial Services, Inc.||Lake Geneva, WI||Jan 2014 - Current||8|
|Raymond James Financial Services Advisors Inc.||Lake Geneva, WI||Jan 2014 - Current||8|
|Form Legacy Partners||Lake Geneva, WI||May 2019 - Sep 2019||< 1|
|Wells Fargo Advisors LLC||Lake Geneva, WI||May 2009 - Jan 2014||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1998|
|S65||NASAA Investment Advisors Law Examination||Jul 2009|
Total Assets Under Management272,263MILLIONS
Total Number of Accounts846,581ACCOUNTS
Average Account Value$321,603
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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