Lora Caglioti, financial advisor Lake Grove NY

Lora Caglioti

CRD Number: 2968703
Current Firm: Charles Schwab & Company, Inc.

Lora Caglioti (CRD# 2968703) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Lake Grove, NY and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Ssb Garden City, NY Jun 2005 - Current 16
Charles Schwab & Company, Inc. Garden City, NY Jul 2002 - Current 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1997
S65 NASAA Investment Advisors Law Examination Dec 2018
Contact Info for Lora C. Caglioti
Phone Number: 415-667-7000
Registered State(s):
  • NJ
  • NY
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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