Carlos Dias Jr., financial advisor Lake Mary FL
96 score

Carlos Dias Jr.

CRD Number: 5315390
Current Firm: Retirement Wealth Advisors, Inc.

Carlos Dias (CRD# 5315390) is an Investment Advisor Representative working at Retirement Wealth Advisors, Inc. in Lake Mary, FL and has 10 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Retirement Wealth Advisors Lake Mary, FL Nov 2014 - Current 2
Excel Tax & Wealth Group Lake Mary, FL Jan 2013 - Current 3
MVP Wealth Management Group Lake Mary, FL Sep 2011 - Current 5
New York Life Insurance Company Jacksonville, FL Apr 2007 - Current 9
Bankers Life & Casualty St. Augustine, FL May 2005 - Current 11
Excel Tax Planning Lake Mary, FL Jan 2012 - Dec 2013 1
Dias & Associates Palm Coast, FL Oct 2007 - Dec 2013 6
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Apr 2014
Contact Info for Carlos Dias Jr.
By the Numbers
  • Total Assets Under Management
    665
    MILLIONS
  • Total Number of Accounts
    5,954
    ACCOUNTS
  • Average Account Value
    $111,674
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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