Carlos Dias Jr.CRD Number: 5315390
Current Firm: Retirement Wealth Advisors, Inc.
Carlos Dias (CRD# 5315390) is an Investment Advisor Representative working at Retirement Wealth Advisors, Inc. in Lake Mary, FL and has 10 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Alconbury Trust L.l.c
|Retirement Wealth Advisors||Lake Mary, FL||Nov 2014 - Current||2|
|Excel Tax & Wealth Group||Lake Mary, FL||Jan 2013 - Current||4|
|MVP Wealth Management Group||Lake Mary, FL||Sep 2011 - Current||6|
|New York Life Insurance Company||Jacksonville, FL||Apr 2007 - Current||10|
|Bankers Life & Casualty||St. Augustine, FL||May 2005 - Current||12|
|Excel Tax Planning||Lake Mary, FL||Jan 2012 - Dec 2013||1|
|Dias & Associates||Palm Coast, FL||Oct 2007 - Dec 2013||6|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Apr 2014|
Total Assets Under Management665MILLIONS
Total Number of Accounts5,954ACCOUNTS
Average Account Value$111,674
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV