Nicholas LamorielloCRD Number: 1956301
Current Firm: Lamco Advisory Services Inc.
Nicholas Lamoriello (CRD# 1956301) is an Investment Advisor Representative working at Lamco Advisory Services Inc. in Lake Mary, FL and has over 28 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Alconbury Trust L.l.c
|Nct Financial Services, LLC||Lake Mary, FL||Jul 2005 - Current||12|
|The Lamco Group, Inc.||Warwick, RI||Jan 1994 - Current||23|
|Lamco Advisory Services, Inc.||Lake Mary, FL||May 1991 - Current||26|
|Lamoriello & Company, Inc.||Warwick, RI||Oct 1974 - Current||42|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1989|
|S65||NASAA Investment Advisors Law Examination||Mar 1993|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management1,967MILLIONS
Total Number of Accounts662ACCOUNTS
Average Account Value$2,971,841
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
FL, MA, NJ, RI