Patrick BuchananCRD Number: 1963277
Current Firm: Raymond James Financial Services Advisors, Inc.
Patrick Buchanan (CRD# 1963277) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Lake Mary, FL and has over 21 years of experience in the finance industry. Patrick Buchanan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Retirement Wealth Advisors, Inc.
|Raymond James Financial Services Inc.||Lake Mary, FL||Sep 2013 - Current||4|
|Raymond James Financial Services Advisors Inc.||Lake Mary, FL||Sep 2013 - Current||4|
|Private Wealth Management At Heathrow LLC||Lake Mary, FL||Jan 2012 - Current||5|
|Lpl Financial, LLC||Lake Mary, FL||Dec 2010 - Sep 2013||2|
|Ameriprise Financial Svcs Inc.||Lake Mary, FL||Sep 1995 - Dec 2010||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1996|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV